The SEC has proposed amendments to Form 13F that would greatly reduce the information available about investment mangers' holdings of equity securities. As indicated in the accompanying Alliance Advisors report, the amendments would have a disparate (and adverse) impact on smaller companies.
For that reason, Gunster is interested in collecting any comments you may have on the proposal and combining them into a comment letter to be submitted to the SEC, with a focus on smaller companies. There will be no charge for this letter, and no attribution to any company.
Please review the a summary of our concerns regarding the amendments, as well as the Alliance Advisor report, and contact Gunster securities law and corporate governance practice leader Bob Lamm if you would like to participate in this process or have any questions/observations.
