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The SEC continues to address issues posed by the COVID-19 pandemic, as follows:

  • On May 4, 2020, the Division of Corporation Finance posted FAQs addressing whether companies that have sought relief from filing deadlines due to the pandemic can file new S-3 registration statements and effect takedowns under previously effective shelf registration statements.
  • Also on May 4, the SEC announced that it was providing temporary, conditional relief for “established smaller companies affected by COVID-19 that may look to meet…urgent funding needs through a Regulation Crowdfunding offering.” Companies seeking to rely upon the temporary rules must satisfy existing eligibility criteria as well as new standards, including being in business for at least six months.

Gunster’s Securities Law & Corporate Governance Practice Group continues to monitor these temporary policies throughout the COVID-19 outbreak, and we are available to answer your questions.

If you have any questions, please contact Gunster attorney Robert B. Lamm.

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This publication is for general information only. It is not legal advice, and legal counsel should be contacted before any action is taken that might be influenced by this publication.


About Gunster

Gunster, Florida’s law firm for business, provides full-service legal counsel to leading organizations and individuals from its 12 offices statewide. Established in 1925, the firm has expanded, diversified and evolved, but always with a singular focus: Florida and its clients’ stake in it. A magnet for business-savvy attorneys who embrace collaboration for the greatest advantage of clients, Gunster’s growth has not been at the expense of personalized service but because of it. The firm serves clients from its offices in Boca Raton, Fort Lauderdale, Jacksonville, Miami, Orlando, Palm Beach, Stuart, Tallahassee, Tampa, The Florida Keys, Vero Beach, and its headquarters in West Palm Beach. With nearly 200 attorneys and 200 committed support staff, Gunster is ranked among the National Law Journal’s list of the 500 largest law firms and has been recognized as one of the Top 100 Diverse Law Firms by Law360. More information about its practice areas, offices and insider’s view newsletters is available at www.gunster.com.

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