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Anti-bribery enforcement on the rise

Continued increased enforcement of Foreign Corrupt Practices Act (FCPA) shift toward financial services industryContinued increased enforcement of Foreign Corrupt Practices Act (FCPA) shift toward financial services industry

The financial services industry will continue to receive increased scrutiny in the context of bribery and/or international transactions.

For example, the Securities and Exchange Commission has recently served as many as 10 financial services firms with information requests regarding their respective dealings with sovereign wealth funds. Read more >>

By removing ban on general solicitation SEC finally moves the JOBS Act forwardJOBS Act: Full speed ahead!

By removing ban on general solicitation, SEC finally moves the JOBS Act forward

Allowing advertising should have a very positive effect on startup and early stage companies, including facilitating capital raising. Read more >>

Removal of ban on general solicitation and advertising won’t be a license for issuers to say anything they wantJOBS Act: Not so fast …

Removal of ban on general solicitation and advertising won’t be a license for issuers to say anything they want

When the new rules become effective in September, issuers looking to locate potential investors through advertising should be cautious: other state laws may impact what and how you advertise. Read more >>

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This publication is for general information only. It is not legal advice, and legal counsel should be contacted before any action is taken that might be influenced by this publication.

Established in 1925, Gunster is one of Florida’s oldest and largest full-service law firms. The firm’s clients include international, national and local businesses, institutions, local governments and prominent individuals. Gunster maintains its presence in Florida with offices in Fort Lauderdale, Jacksonville, Miami, Orlando, Palm Beach, Stuart, Tallahassee, Tampa, The Florida Keys, Vero Beach and its headquarters in West Palm Beach. Gunster is home to more than 150 attorneys and 200 committed support staff, providing counsel to clients through 18 practice groups including banking & financial services; business litigation; construction; corporate; environmental & land use; government affairs; health care; immigration; international; labor & employment; leisure & resorts; private wealth services; probate, trust & guardianship litigation; professional malpractice; real estate; securities and corporate governance; tax; and technology & entrepreneurial companies. Gunster is ranked among the National Law Journal’s list of the 350 largest law firms.

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