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Gunster's securities law & corporate governance practiceOn April 7, the SEC Division of Corporation Finance issued an interpretation that companies subject to paragraph (c) of Item 1.01 of Form SD may file only the disclosure required under paragraphs (a) and (b). The interpretation, which results from litigation challenging the conflict minerals rules, makes it clear that companies remain obligated to comply with paragraphs (a) and (b) and that further changes in the rules or how they are interpreted are possible.

Please contact David Scileppi or Bob Lamm if you have any questions.

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This publication is for general information only. It is not legal advice, and legal counsel should be contacted before any action is taken that might be influenced by this publication.

About Gunster

Gunster, Florida’s law firm for business, provides full-service legal counsel to leading organizations and individuals from its 13 offices statewide. Established in 1925, the firm has expanded, diversified and evolved, but always with a singular focus: Florida and its clients’ stake in it. A magnet for business-savvy attorneys who embrace collaboration for the greatest advantage of clients, Gunster’s growth has not been at the expense of personalized service but because of it. The firm serves clients from its offices in Boca Raton, Fort Lauderdale, Jacksonville, Miami, Orlando, Palm Beach, Stuart, Tallahassee, Tampa, The Florida Keys, Vero Beach, Winter Park, and its headquarters in West Palm Beach. With more than 180 attorneys and 200 committed support staff, Gunster is ranked among the National Law Journal’s list of the 500 largest law firms and has been recognized as one of the Top 100 Diverse Law Firms by Law360. More information about its practice areas, offices and insider’s view newsletters is available at www.gunster.com.


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