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Largest fine against an exchange
Nasdaq to pay record $10 million fine to settle Facebook IPO allegations
Facebook’s IPO problems have deeper, negative implications for the tech industry as a whole and stock exchanges. Read more >>
Balancing act
Social media and brokers: FINRA wants broker-dealers to be ‘friends’ with their employees
One way broker-dealers may balance their supervisory obligations with privacy law restraints is to prohibit employees from using social media to post or disseminate business-related information. Read more >>
Biggest user of XBRL? The SEC
Time to throw XBRL in the trash bin?
Given that investors and analysts aren’t using the XBRL data, isn’t it time for the SEC to waive the white flag and eliminate the XBRL filing requirement? Read more >>
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This publication is for general information only. It is not legal advice, and legal counsel should be contacted before any action is taken that might be influenced by this publication. Established in 1925, Gunster is one of Florida’s oldest and largest full-service law firms. The firm’s clients include international, national and local businesses, institutions, local governments and prominent individuals. Gunster maintains its presence in Florida with offices in Fort Lauderdale, Jacksonville, Miami, Orlando, Palm Beach, Stuart, Tallahassee, Tampa, The Florida Keys, Vero Beach and its headquarters in West Palm Beach. Gunster is home to more than 150 attorneys and 200 committed support staff, providing counsel to clients through 18 practice groups including banking & financial services; business litigation; construction; corporate; environmental & land use; government affairs; health care; immigration; international; labor & employment; leisure & resorts; private wealth services; probate, trust & guardianship litigation; professional malpractice; real estate; securities and corporate governance; tax; and technology & entrepreneurial companies. Gunster is ranked among the National Law Journal’s list of the 350 largest law firms. |
